Kentucky Office of Financial Institutions - Kentucky Office of Financial Institutions

Welcome to the Kentucky Department of Financial Institutions Web Site
The Kentucky Department of Financial Institutions (DFI) is the state agency responsible for the supervision of the financial services industry and for chartering, licensing and registering various financial institutions, securities firms and professionals operating in Kentucky. In order to accomplish its mission, DFI conducts examinations on state-regulated financial industries through its Division of Financial Institutions and Division of Securities.

NOTE: The former Office of Financial Institutions is now the Department of Financial Institutions due to a cabinet reorganization in June 2008. Our mission and services have not changed.

Department of Financial Institutions
1025 Capital Center Drive
Suite 200
Frankfort, KY 40601
Phone: 502-573-3390
Toll free: 800-223-2579
Fax: 502-573-0086
E-mail: kfi@ky.gov